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Full-time Compliance Specialist

at Federated Hermes Inc in Pennsylvania

Federated Hermes Career Opportunity
Responsibility works… as a Compliance Specialist!

We have an exciting opportunity for a Compliance Specialist located in Pittsburgh, PA.

What You’ll Do
As a Compliance Specialist within the Sales Distribution and Service Team you will assist with the review, monitoring and tracking of Know Your Customer (KYC) and Cross Border reviews for compliance with distribution practices and global regulations. Review, monitor and track customer complaint reporting. Interact with members of executive management and other business unit senior managers to present findings, resolve issues, and make recommendations for changes to effect compliance. Conduct research in connection with federal, state, and global laws and regulations. Assist in ensuring compliance with Anti-Money Laundering policies and procedures and rules and regulations. Assist in the monitoring and tracking of all advertising and sales literature that is submitted for review.

• Bachelor’s Degree or equivalent comparable business experience, including experience in financial services organization in compliance, fund accounting, legal, audit or similar environment
• Minimum 2 years of business experience
• Experience with mutual fund or investment adviser compliance, broker/dealer compliance, legal, audit or operations preferred
• General mutual fund or investment industry knowledge, preferred
• Experience with Seismic is a plus
• Ability to work core business hours
Our Investment in You
We believe our employees are our most important asset! Therefore, we offer benefits programs designed to help you and your family thrive, training programs to advance your professional development and opportunities for you to give back to the community. Our offerings include:
• A competitive total compensation package, including bonus programs designed to recognize and incentivize our employees to do their best every day
• Time off programs including paid vacation, parental leave and a volunteer day to help you stay healthy and connected to the things that are important
• Opportunities to expand your professional network within the firm and the community through participation in programs such as the Women in Investing Employee Resource Business Group and the University Ambassador Program.
• Hybrid schedule / Warrendale location
Our Investment in You
We believe our employees are our most important asset! Therefore, we offer benefits programs designed to help you and your family thrive, training programs to advance your professional development and opportunities for you to give back to the community. Our offerings include:
• A competitive total compensation package, including bonus programs designed to recognize and incentivize our employees to do their best every day
• Time off programs including paid vacation, parental leave and a volunteer day to help you stay healthy and connected to the things that are important
• Opportunities to expand your professional network within the firm and the community through participation in programs such as the Women in Investing Employee Resource Business Group and the University Ambassador Program.
• Hybrid schedule / Warrendale location
About Federated Hermes
At Federated Hermes, our goals are to help individuals invest and retire better, to help our clients achieve better risk-adjusted returns, and to contribute to the positive outcomes in the wider world. We pledge to always putting our clients first and to acting responsibly and transparently. Our commitment to active, responsible investment has enabled us to become a leading investment manager with $645B in assets under management; serving investors around the world.
We provide careers opportunities that have enabled our employees to grow and meet their career aspirations while balancing the needs of their personal lives. We offer a collaborative environment that promotes doing things the right way and always with integrity, sharing ideas to drive positive change, and following through on our commitments. We are motivated by a higher purpose and always consider the impact of our work. We promote teamwork and foster a diverse, inclusive and respectful workplace where unique perspectives, ideas and experiences are recognized and appreciated for the contributions they bring. At Federated Hermes, we are committed to providing equal employment opportunity in all aspects of employment. As part of the company's equal employment opportunity policy, Federated Hermes takes affirmative action to ensure that minorities, females, veterans, and qualified people with disabilities are considered for employment and promotional opportunities.

For additional information about this opportunity go to:
federatedinvestors.com and apply to job #8528

Federated Hermes offers a competitive salary and benefits package along with a professional environment.

EOE



Reference : Compliance Specialist jobs


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Published at 22-05-2022
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