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Full-time Senior Compliance Testing Officer

at BNY Mellon in Manchester

Senior Compliance Testing Officer

Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We’re seeking a future team member for the role of Senior Compliance Testing Officer to join our Compliance Team. This role is located in Manchester/ Edinburgh - HYBRID

In this role, you’ll make an impact in the following ways:

Conducting thematic compliance testing reviews in line with the global methodology and ensuring evidence is retained of such.
Liaising with the business and Senior Management in respect to ongoing monitoring and management of open compliance actions as a result of thematic testing.
Providing timely and accurate Management Information where relevant to internal stakeholders
Pro-actively represent Compliance in any business change activity and projects, ensuring that they are assessed from a regulatory perspective
Ensure that all compliance testing is completed in accordance with the annual testing program on time and to a high standard in line with the global compliance testing methodology


To be successful in this role, we’re seeking the following:

Degree educated or a strong academic/professional work record with particular preference for Compliance and/or Legal, Audit, Risk background
Proven experience in the UK Financial Sector, preferably with a background in Compliance Testing or Internal Audit.
Good report writing and presentation skills.
Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm


At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:

Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
Bloomberg’s Gender Equality Index (GEI)
Best Places to Work for Disability Inclusion, Disability: IN – 100% score
100 Best Workplaces for Innovators, Fast Company
Human Rights Campaign Foundation, 100% score Corporate Equality Index
CDP’s Climate Change ‘A List’
Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.


BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Reference : Senior Compliance Testing Officer jobs


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Published at 24-04-2023
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